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  1. (Bloomberg) -- Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts.

    Vanguard to Pay $106 Million Over Retirement Fund Violations

    finance.yahoo.com/news/vanguard-pay-106-million-over-173014969.html
    finance.yahoo.com/news/vanguard-pay-106-million-over-173014969.html
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  3. SEC.gov
    https://www.sec.gov › newsroom › press-releases

    Vanguard to Pay More Than $100 Million to Resolve Violations …

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    The Vanguard Group
    Retirement
  4. Franklin County Free Press
    https://fcfreepresspa.com

    Vanguard Agrees to $106 Million Settlement Over Undisclosed Tax ...

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    The Vanguard Group
    Franklin County
  5. Oregon Division of Financial Regulation
    https://dfr.oregon.gov › news › Pages

    Division of Financial Regulation : Oregon Division of Financial ...

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    The Vanguard Group
    Oregon
  6. Tri-State Alert
    https://tristatealert.com › vanguard-investment-firm...

    Vanguard investment firm settles with SEC, Maryland

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    The Vanguard Group
    Huntington-Ashland-Ironton metropolitan area
  7. NASAA
    https://www.nasaa.org › ...

    NASAA Announces $106 Million Multi-State Settlement with …

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    The Vanguard Group
    North American Securities Administrators Association
  8. Yahoo Finance
    https://finance.yahoo.com › news

    Vanguard to Pay $106 Million Over Retirement Fund Violations

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    The Vanguard Group
    Retirement
  9. People also ask
    Did Vanguard make misleading statements about capital gains distributions?
    (Bloomberg) -- Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts. Most Read from Bloomberg

    Vanguard to Pay $106 Million Over Retirement Fund Violations

    finance.yahoo.com
    Did Vanguard fail to disclose tax information?
    Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting stuck with inflated tax bills.

    Vanguard to pay $106 million in SEC accord after saddling investors wit…

    reuters.com
    How much money will Vanguard put into a fund?
    The $106 million will be put into a fund to be distributed to affected investors. The S.E.C. said the amount would be in addition to a $40 million settlement that Vanguard had reached with investors in a related class-action lawsuit.

    Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

    nytimes.com
    Did Vanguard mislead retail investors about tax implications?
    Andrew Kelly/Reuters Vanguard, the large mutual fund company, has agreed to pay $106 million in restitution to settle a securities regulatory investigation into whether the firm misled retail investors about the tax implications of changes in some of its retirement funds.

    Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

    nytimes.com
    Did Vanguard fail to notify investors of changes in retirement funds?
    The joint investigation found that Vanguard had failed to notify some investors of revisions in the terms of some of its retirement funds. Those changes led to higher capital gains taxes for hundreds of thousands of individual investors who held the funds in taxable accounts.

    Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

    nytimes.com
    Are Vanguard investor target retirement funds taxable?
    As a result, retail investors of the Vanguard Investor Target Retirement Funds who continued to hold their shares in taxable accounts faced historically larger capital gains distributions and tax liabilities, according to the agency.

    Vanguard to Pay $106 Million Over Retirement Fund Violations

    finance.yahoo.com
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  10. Reuters
    https://www.reuters.com › business › finance

    Vanguard to pay $106 million in SEC accord after saddling …

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    Vanguard
    Reuters
  11. Legal Era
    https://www.legaleraonline.com › global

    Vanguard To Pay $106.4 Million To Settle Securities And Exchange ...

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    The Vanguard Group
    Retirement
  12. New York Times
    https://www.nytimes.com › business › ...

    Vanguard to Pay $106 Million in Restitution to Retirement Fund ...

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    The Vanguard Group
    Settlement
  13. New Jersey Division of Consumer Affairs
    https://www.njconsumeraffairs.gov › News › Pages

    New Jersey Division of Consumer Affairs Press Release

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    The Vanguard Group
    New Jersey Division of Consumer Affairs
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