Search Filings - SEC.gov
Jul 2, 2024 · Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week.
SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
U.S. Securities and Exchange Commission - Wikipedia
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2
About - SEC.gov
Jun 29, 2024 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the advice ...
Securities and Exchange Commission (SEC) - USAGov
The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
The Role of the SEC - Investor.gov
The U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors; Maintain fair, orderly, and efficient markets; Facilitate capital formation; Congress Created the SEC. When the stock market crashed in October 1929, so did public confidence in the U.S. markets.
Securities and Exchange Commission (SEC) Defined, How It Works
Jul 12, 2024 · The U.S. Securities and Exchange Commission (SEC) is an independent federal government regulatory agency responsible for protecting investors and maintaining fair and orderly securities markets.
The Laws That Govern the Securities Industry - Investor.gov
With this Act, Congress created the Securities and Exchange Commission. The Act empowers the SEC with broad authority over all aspects of the securities industry. This includes the power to register, regulate, and oversee brokerage firms, transfer agents, and clearing agencies as well as the nation's securities self regulatory organizations (SROs).
Securities and Exchange Commission (SEC) | Wex | US Law | LII / …
The Securities and Exchange Commission (SEC) is a federal administrative agency tasked with monitoring markets, enforcing securities laws, and developing new regulations. Congress established the SEC in the Securities Exchange Act of 1934, which was passed in response to the market failures that precipitated the Great Depression.
Understanding the SEC - Investopedia
Jul 12, 2024 · The U.S. Securities and Exchange Commission (SEC) produces the regulations that enable and govern American financial markets. Formed in the wake of the Great Depression, the federal...
- Some results have been removed