Two Robinhood Broker-Dealers to Pay $45 Million in Combined …
Jan 13, 2025 · The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have …
Robinhood to pay $45 million settlement over SEC violations
Jan 14, 2025 · Online trading firm Robinhood Markets HOOD.O has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting …
Robinhood to Pay $45 Million to Settle SEC Claims (2)
Jan 13, 2025 · Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said …
Robinhood Agrees to $45 Million SEC Settlement Over Past …
Jan 14, 2025 · The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties …
Robinhood to Pay $45 Million to Settle SEC Claims - Bloomberg
Jan 13, 2025 · Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said …
SEC Fines Robinhood $45 Million in Settlement of Securities Law …
Jan 14, 2025 · Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission (SEC) following allegations of violating multiple securities laws.
Robinhood SEC charges: Firm to pay $45 million in penalties
Jan 13, 2025 · The Securities and Exchange Commission said popular fractional ownership trading platform Robinhood violated more than 10 laws between 2018 and 2024.
Robinhood Is Fined $45 Million Over a New Set of Securities …
Jan 13, 2025 · Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on Monday, the latest reprimand that the crypto-favorite brokerage has received …
Robinhood Markets receives SEC notice for alleged securities …
May 6, 2024 · Robinhood Markets Inc. has received a notice from the Securities and Exchange Commission about alleged securities violations at its crypto division. The company said in a …
SEC Charges Robinhood Financial With Misleading Customers …
Dec 17, 2020 · The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from …
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