Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …
Jun 29, 2024 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect …
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at …
Jul 2, 2024 · Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval …
Careers at the Securities and Exchange Commission The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team. Applicants must be U.S. citizens, and …
SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities Offering: 2025-27 : Jan. 17, …
6 days ago · The SEC's Small Business Capital Formation Advisory Committee will hold a public meeting via videoconference to discuss matters relating to rules and regulations affecting …
4 | U.S. Securities and Exchange Commission About the SEC The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five …