The lead underwriter has a series of responsibilities including completing a prospectus that is filed with the Securities and Exchange Commission (SEC). Once the paperwork is filed, the main ...

An underwriter is a member of a financial organization. They work for mortgage, insurance, loan or investment companies. They assess, evaluate and assume the risk of another party for a fee. Often ...

Cassidy takes up his new role with immediate effect, reporting to head of international general liability, Rupert Taylor. He joins from CV Starr Underwriting where as a casualty underwriter he was ...

Rule 144 (a) (1) employs the same control concept to define "affiliate". Thus, in some cases the underwriter may not be the affiliate, but someone who sells for the affiliate.

An underwriter syndicate is a temporary group of investment banks and broker-dealers who come together to sell offerings of equity or debt securities.

Strengthen Your CV Your CV aims to demonstrate your competence as a knowledgeable expert. It is a comprehensive document and details the entire course of your career. This CV is typically used by ...

Ask the Underwriter is a regular column for HousingWire's new LendingLife newsletter. It features real questions asked to, and answered by, professional mortgage underwriter, Dani Hernandez. In ...