JD Supra5h
Ten Q&A About Investment Management and Consulting Without a License
Recently, several cases of unlicensed investment management and consulting have made headlines. These include an instance where an administrative ...
The National Law Review6h
SEC Issues Updated "Names Rule" FAQ
On January 8, 2025, the Securities and Exchange Commission's (SEC) Division of Investment Management (Division) issued ...
EB-5 Immigration Investor Program: a Win-Win Program, or Is It?
Each country has its own business sensibilities, many of which are more focused on interpersonal relationships or norms that ...
The wealthiest 0.01% are firing active managers and indexing or making contrarian bets, $500B Neuberger Berman says. Here's what they're buying.
The idea that ultra-high-net-worth individuals are more concerned with wealth preservation than alpha generation isn't ...