10 Commandments for Federal Securities Laws
Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...
Settling Securities Cases with Regulators
Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...
CoinDesk6d
10 Commandments for Federal Securities Laws
The key is to first understand the purpose of the federal securities laws ... asymmetry between buyers and sellers of securities. The Securities Act of 1933 and the Securities Exchange Act ...
JD Supra9d
Securities Class Action Filings Increase for Second Consecutive Year in 2024
AI-related filings more than double and 1933 Act filings continue to decline. The number of securities class action filings ...
Levi & Korsinsky Announces the Filing of a Securities Class Action on Behalf of Regeneron Pharmaceuticals, Inc.(REGN) Shareholders
NEW YORK, NY / ACCESS Newswire / February 2, 2025 / If you suffered a loss on your Regeneron Pharmaceuticals, Inc. (NASDAQ:REGN) investment and ...
JD Supra4d
Misleading political spending disclosure alleged to run afoul of the securities laws
How did federal racketeering and conspiracy charges against a politician and a 501(c)(4) organization controlled by him lead to another ...
Investopedia2d
The SEC: A Brief History of Regulation
The Securities Act was intended to create a stronger version of the state Blue Sky Laws at the federal level. With the economy wasting away and people calling for blood, the government beefed up ...