A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...

What is the Uniform Securities Act? How can states adopt the Uniform Securities Act? What does the Uniform Securities Act protect against? What must a potential advisor do to register with the state?

The Federal Trade Commission (FTC) has announced new, higher, premerger Hart-Scott-Rodino (HSR) Act notification thresholds and higher filing fees ...

Vince McMahon, the co-founder and former CEO of WWE, has been charged by the U.S. Securities and Exchange Commission (SEC) ...

A federal appeals court on Wednesday ruled ... it fit within the purposes of the Securities Exchange Act of 1934, which governs stock trading. He said that the disclosure rule must have "some ...

HARRSIBURG, Pa. -- A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request from Coinbase to develop regulations to cover the ...