A report on the results of a regulatory sweep that examined dealers’ compliance with all aspects of the Client-Focused Reforms (CFRs) will be delivered in the first half of 2025, according to a new ...
The European Securities and Markets Authority (ESMA) has issued new guidance that aims to harmonize compliance with its new ...
Medical gas systems are critical to healthcare facilities, powering life-saving equipment and ensuring patient safety.
Earlier this month, in the waning days of Jessica Rosenworcel’s tenure as Chair of the Democrat-led FCC, the FCC released ...
As India gears up to claim the 4th spot among the world's largest economies by 2025, there is a pressing need to refine its ...
On January 28, the Financial Industry Regulatory Authority (FINRA) published the 2025 update to its annual Regulatory Oversight Report.1 The ...
AI’s rapid market proliferation and regulatory expansion mirrors privacy’s, and businesses should model their contractual AI ...
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast on compliance. In this episode, Tom welcomes Jag Lamba, CEO ...
CCI staff share recent surveys, reports and analysis on risk, compliance, governance, infosec and leadership issues. Share ...