Unlike the SEC's Marketing Rule, NASAA model rules explicitly prohibit testimonials, endorsements and third-party ratings.

These locations have challenges around such lifestyle areas as safety, health care and the arts, Bankrate researchers found.

Industry trade groups are fighting an independent contractor rule proposed by New Jersey's Department of Labor & Workforce Development that they say could reclassify independent financial advisors as ...

DoubleLine Capital CEO and Chief Investment Officer Jeffrey Gundlach recommends avoiding the long-term bond market now, ...

Pre-retirees seem to overestimate the role of some retirement income sources while underappreciating others, MFS finds.

These are analysts' picks among 75 high-yield stocks that meet screening requirements for quality and financial health.

The Hands Off Our Social Security Act would mandate congressional approval of any benefits or service adjustments.

The researchers obtained the average single-family home value from the Zillow Home Value Index for May 2025. If the suburb ...

A former California advisor who appeared as a paid CNBC guest analyst before becoming a fugitive has been sentenced to five years in federal prison for a multimillion-dollar investment scam.

Industry veteran Larry Roth has announced the rebrand of his wealth management consulting firm from RLR Strategic Partners to the new moniker Ascentix Partners, along with the launch of a new network ...

Golub is the president of Golub Capital, a leader in the red-hot private credit market, and CEO of Golub Capital BDC, a publicly traded company that invests in small and midsize businesses.

Regulators have launched a disciplinary proceeding alleging that a fired Merrill Lynch broker in Portland, Oregon, Ali F. Chehab, refused to cooperate with a probe into whether he conducted ...