At the OSC, we issue investor warnings and alerts about possible harmful or illegal activity in progress, and maintain a warning list of companies or individuals performing activities that may ...

Cotten, the OSC said in a new report, ran into a shortfall in assets available to satisfy client withdrawals when the price of the crypto assets changed. He started running a Ponzi scheme that ...

TORONTO, Oct. 30, 2024 /CNW/ - The Ontario Securities Commission (OSC) today released the results of a study examining the influence of environmental, social and governance (ESG) factors on retail ...

Dennis McCluskey, a former Bridging Finance official who sat on the lender’s eight-person credit committee, testified Wednesday as part of the OSC’s enforcement hearings. He alleged that loan ...

At a hearing over the past couple of days, staff of the Ontario Securities Commission (OSC) asked the Capital Markets Tribunal to order $37.5 million in penalties, disgorgement and costs against the ...

The OSC also levelled allegations against three members of the Independent Review Committee overseeing the Emerge funds: Marie Rounding, Monique Hutchins and Bruce Friesen. This is the first time ...