The Ontario Securities Commission (OSC) must disclose the substance of a complaint that led to an enforcement investigation — but not the identity of the ...

At the OSC, we issue investor warnings and alerts about possible harmful or illegal activity in progress, and maintain a warning list of companies or individuals performing activities that may ...

But for whistleblowers to come forward, they must believe they will be protected from retaliation, which is at the heart of OSC’s mission,” said Special Counsel Hampton Dellinger in a statement.

Fund managers interested in launching retail funds that hold illiquid, longer-term assets — such as venture capital, private equity, private debt and infrastructure — are being invited by the Ontario ...

In its June 19 application for an enforcement proceeding, the OSC claimed Liquid MarketPlace’s top executives, including Ryan Bahadori, Amin Nikdel, and Dennis Domazet, illegally diverted millions ...