A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any ...

What is the Uniform Securities Act? How can states adopt the Uniform Securities Act? What does the Uniform Securities Act protect against? What must a potential advisor do to register with the state?

With less onerous requirements and disclosure obligations, FPIs enjoy significant accommodations under US securities laws as ...

The Federal Trade Commission (FTC) has announced new, higher, premerger Hart-Scott-Rodino (HSR) Act notification thresholds and higher filing fees ...

HARRSIBURG, Pa. -- A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request from Coinbase to develop regulations to cover the ...